Department of Labor Agenda for 2013 - March 5, 2013
Filed under: Department of Labor
The Department of Labor (DOL) has published a lengthy regulatory agenda for 2013 that includes: 1. An amendment under the Abandoned Plan Program that would …
SEC Requests Data to Facilitate Its Consideration of a Uniform Rule for Investment Advisers and Broker-Dealers That Provide Personalized Investment Advice - March 3, 2013
Filed under: Securities and Exchange Commission
On March 1, 2013, the Securities and Exchange Commission issued a request for information to aid the agency in its consideration of revisions to the …